1. MARKETS
  2. SECTOR : BANKING AND FINANCE
  3. INDUSTRY : INVESTMENT TRUSTS/MUTUAL FUNDS
  4. HERZFELD CARIBBEAN BASIN FUND INC
Herzfeld Caribbean Basin Fund Inc XNAS: CUBA
2.50 -0.06 (-2.34%)
67,306

XNAS 11 Jul, 2025 5:30 PM (EDT)



Insider Trading disclosures for Herzfeld Caribbean Basin Fund Inc

The latest disclosure was made by Ann Spector Lieff in Herzfeld Caribbean Basin Fund Inc where a trade of 3,756 Common Stock done at an average price of $2.5 was reported to US exchanges on June 30, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Ann Spector Lieff Director Other type of transaction at price $ 2.46 per share. 30 Jun 2025 3,756 43,533 (0%) 0% 2.5 9,247 Common Stock
Thomas J. Herzfeld Chairman of the Advisor Other type of transaction at price $ 2.46 per share. 30 Jun 2025 90,313 1,664,037 (27%) 1% 2.5 222,333 Common stock
John A. Gelety Director Other type of transaction at price $ 2.46 per share. 30 Jun 2025 775 10,206 (0%) 0% 2.5 1,908 Common Stock
Kay W. Tatum Director Other type of transaction at price $ 2.46 per share. 30 Jun 2025 282 5,309 (0%) 0% 2.5 694 Common stock
Erik M. Herzfeld President, Portfolio Manager Other type of transaction at price $ 2.46 per share. 30 Jun 2025 55,241 640,171 (10%) 0% 2.5 135,992 Common stock
Cecilia L. Gondor Director Other type of transaction at price $ 2.46 per share. 30 Jun 2025 2,357 44,317 (0%) 0% 2.5 5,802 Common stock
Ryan M. Paylor Portfolio Manager Other type of transaction at price $ 2.46 per share. 30 Jun 2025 4,358 50,502 (0%) 0% 2.5 10,729 Common stock
Brigitta Suzanne Herzfeld Director Other type of transaction at price $ 2.46 per share. 30 Jun 2025 7,009 131,766 (2%) 0% 2.5 17,255 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.40 per share. 07 Apr 2025 1,706 1,573,724 (25%) 0% 2.4 4,090 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.65 per share. 01 Apr 2025 781 1,572,018 (25%) 0% 2.6 2,068 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.65 per share. 01 Apr 2025 1,294 124,757 (2%) 0% 2.6 3,426 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.59 per share. 28 Mar 2025 470 1,571,237 (25%) 0% 2.6 1,217 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.61 per share. 28 Mar 2025 394 1,570,767 (25%) 0% 2.6 1,028 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.59 per share. 28 Mar 2025 607 123,463 (2%) 0% 2.6 1,572 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.61 per share. 28 Mar 2025 322 122,856 (2%) 0% 2.6 840 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.70 per share. 25 Mar 2025 1,691 122,534 (1%) 0% 2.7 4,564 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.69 per share. 25 Mar 2025 815 120,843 (1%) 0% 2.7 2,192 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.70 per share. 24 Mar 2025 2,150 1,570,373 (25%) 0% 2.7 5,803 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.70 per share. 24 Mar 2025 1,674 1,568,223 (25%) 0% 2.7 4,513 Common stock
Ryan M. Paylor Portfolio Manager Purchase of securities on an exchange or from another person at price $ 2.69 per share. 24 Mar 2025 20,000 46,144 (0%) 0% 2.7 53,786 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.64 per share. 14 Mar 2025 1,430 120,028 (1%) 0% 2.6 3,775 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.65 per share. 12 Mar 2025 2,462 118,262 (1%) 0% 2.6 6,520 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.61 per share. 12 Mar 2025 336 118,598 (1%) 0% 2.6 877 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.59 per share. 10 Mar 2025 123 115,800 (1%) 0% 2.6 319 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 25.57 per share. 10 Mar 2025 2,243 115,677 (1%) 0% 25.6 57,354 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.59 per share. 10 Mar 2025 123 115,800 (1%) 0% 2.6 319 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.57 per share. 10 Mar 2025 2,243 115,677 (1%) 0% 2.6 5,765 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.59 per share. 07 Mar 2025 1,067 1,554,511 (25%) 0% 2.6 2,765 Common stock
Erik M. Herzfeld President, Portfolio Manager Purchase of securities on an exchange or from another person at price $ 2.60 per share. 07 Mar 2025 95,999 584,930 (9%) 1% 2.6 249,597 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.59 per share. 07 Mar 2025 385 113,434 (1%) 0% 2.6 997 common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.59 per share. 06 Mar 2025 3,563 1,553,444 (25%) 0% 2.6 9,227 Common stock
Erik M. Herzfeld President, Portfolio Manager Purchase of securities on an exchange or from another person at price $ 2.59 per share. 06 Mar 2025 77,976 488,931 (7%) 1% 2.6 202,207 Common stock
Ryan M. Paylor Portfolio Manager Purchase of securities on an exchange or from another person at price $ 2.58 per share. 06 Mar 2025 139 26,144 (0%) 0% 2.6 359 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 25.84 per share. 06 Mar 2025 1,721 113,049 (1%) 0% 25.8 44,478 common stock
John A. Gelety Director Purchase of securities on an exchange or from another person at price $ 2.50 per share. 05 Mar 2025 1,500 7,934 (0%) 0% 2.5 3,750 Common Stock
John A. Gelety Director Purchase of securities on an exchange or from another person at price $ 2.58 per share. 05 Mar 2025 1,500 9,434 (0%) 0% 2.6 3,870 Common Stock
Ryan M. Paylor Portfolio Manager Purchase of securities on an exchange or from another person at price $ 2.54 per share. 05 Mar 2025 379 26,005 (0%) 0% 2.5 963 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.47 per share. 04 Mar 2025 16,420 1,539,115 (25%) 0% 2.5 40,607 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.56 per share. 04 Mar 2025 10,766 1,549,881 (25%) 0% 2.6 27,542 Common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.47 per share. 04 Mar 2025 13,759 99,951 (1%) 0% 2.5 34,048 common stock
Brigitta Suzanne Herzfeld Director Purchase of securities on an exchange or from another person at price $ 2.54 per share. 04 Mar 2025 11,377 111,328 (1%) 0% 2.5 28,915 common stock
Thomas J. Herzfeld Director Sale or transfer of securities back to the company at price $ 3.23 per share. 15 Nov 2024 112,420 1,477,691 (24%) 1% 3.2 362,813 Common stock
Erik M. Herzfeld President, Portfolio Manager Sale or transfer of securities back to the company at price $ 3.23 per share. 15 Nov 2024 31,268 411,001 (6%) 0% 3.2 100,911 Common stock
Ryan M. Paylor Portfolio Manager Sale or transfer of securities back to the company at price $ 3.23 per share. 15 Nov 2024 1,776 23,357 (0%) 0% 3.2 5,732 Common stock
Thomas J. Herzfeld Director Sale or transfer of securities back to the company at price $ 3.23 per share. 15 Nov 2024 112,588 1,477,523 (24%) 1% 3.2 363,355 Common stock
Erik M. Herzfeld President, Portfolio Manager Sale or transfer of securities back to the company at price $ 3.23 per share. 15 Nov 2024 31,315 410,955 (6%) 0% 3.2 101,063 Common stock
Ryan M. Paylor Portfolio Manager Sale or transfer of securities back to the company at price $ 3.23 per share. 15 Nov 2024 1,780 23,354 (0%) 0% 3.2 5,745 Common stock
Ann Spector Lieff Director Other type of transaction at price $ 2.33 per share. 15 Jul 2024 1,994 36,358 (0%) 0% 2.3 4,652 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 2.33 per share. 15 Jul 2024 72,500 1,590,111 (25%) 1% 2.3 169,135 Common stock
John A. Gelety Director Other type of transaction at price $ 2.33 per share. 15 Jul 2024 352 6,434 (0%) 0% 2.3 821 Common stock
Kay W. Tatum Director Other type of transaction at price $ 2.33 per share. 15 Jul 2024 206 5,027 (0%) 0% 2.3 481 Common stock
Erik M. Herzfeld President, Portfolio Manager Other type of transaction at price $ 2.33 per share. 15 Jul 2024 18,193 442,270 (7%) 0% 2.3 42,442 Common stock
Cecilia L. Gondor Director Other type of transaction at price $ 2.33 per share. 15 Jul 2024 1,725 41,960 (0%) 0% 2.3 4,024 Common stock
Ryan M. Paylor Portfolio Manager Other type of transaction at price $ 2.33 per share. 15 Jul 2024 1,378 25,134 (0%) 0% 2.3 3,215 Common stock
Ann Spector Lieff Director Other type of transaction at price $ 2.41 per share. 10 May 2024 1,830 34,364 (0%) 0% 2.4 4,404 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 2.41 per share. 10 May 2024 61,542 1,517,611 (24%) 1% 2.4 148,113 Common stock
John A. Gelety Director Other type of transaction at price $ 2.41 per share. 10 May 2024 323 6,082 (0%) 0% 2.4 777 Common stock
Kay W. Tatum Director Other type of transaction at price $ 2.41 per share. 10 May 2024 195 4,821 (0%) 0% 2.4 469 Common stock
Erik M. Herzfeld President, Portfolio Manager Other type of transaction at price $ 2.41 per share. 10 May 2024 17,196 424,077 (6%) 0% 2.4 41,386 Common stock
Cecilia L. Gondor Director Other type of transaction at price $ 2.41 per share. 10 May 2024 1,631 40,235 (0%) 0% 2.4 3,925 Common stock
Ryan M. Paylor Portfolio Manager Other type of transaction at price $ 2.41 per share. 10 May 2024 1,049 23,756 (0%) 0% 2.4 2,525 Common stock
Ryan M. Paylor Portfolio Manager Grant, award, or other acquisition of securities at price $ 2.46 per share. 12 Apr 2024 4,053 22,706 (0%) 0% 2.5 9,970 Common stock
Thomas J. Herzfeld Director, Portfolio Manager Sale or transfer of securities back to the company at price $ 3.38 per share. 19 Mar 2024 229,498 1,456,069 (23%) 3% 3.4 776,461 Common stock
John A. Gelety Director Sale or transfer of securities back to the company at price $ 3.38 per share. 19 Mar 2024 908 5,759 (0%) 0% 3.4 3,072 Common stock
Erik M. Herzfeld President, Portfolio Manager Sale or transfer of securities back to the company at price $ 3.38 per share. 19 Mar 2024 64,131 406,881 (6%) 1% 3.4 216,974 Common stock
Ryan M. Paylor Portfolio Manager Sale or transfer of securities back to the company at price $ 3.38 per share. 19 Mar 2024 2,939 18,653 (0%) 0% 3.4 9,944 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.64 per share. 14 Mar 2024 987 1,566,549 (25%) 0% 2.6 2,606 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.61 per share. 12 Mar 2024 1,252 1,565,562 (25%) 0% 2.6 3,268 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.65 per share. 12 Mar 2024 7,297 1,564,310 (25%) 0% 2.6 19,324 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.61 per share. 12 Mar 2024 1,252 1,565,562 (25%) 0% 2.6 3,268 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.65 per share. 12 Mar 2024 7,297 1,564,310 (25%) 0% 2.6 19,324 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.59 per share. 10 Mar 2024 877 1,557,013 (25%) 0% 2.6 2,271 Common stock
Thomas J. Herzfeld Chairman of the Advisor Purchase of securities on an exchange or from another person at price $ 2.57 per share. 10 Mar 2024 1,625 1,556,136 (25%) 0% 2.6 4,176 Common stock
Kay Tatum W. Director Other type of transaction at price $ 2.63 per share. 31 Jan 2024 171 4,626 (0%) 0% 2.6 450 Common stock
Erik Herzfeld M. President Other type of transaction at price $ 2.63 per share. 31 Jan 2024 17,469 471,013 (7%) 0% 2.6 46,006 Common stock
Cecilia L. Gondor Director Other type of transaction at price $ 2.63 per share. 31 Jan 2024 1,431 38,604 (0%) 0% 2.6 3,769 Common stock
Ann Lieff Spector Director Other type of transaction at price $ 2.63 per share. 31 Jan 2024 1,590 32,534 (0%) 0% 2.6 4,187 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 2.63 per share. 31 Jan 2024 65,791 1,685,567 (27%) 1% 2.6 173,267 Common stock
Ryan M. Paylor Portfolio Manager Other type of transaction at price $ 2.63 per share. 31 Jan 2024 1,055 21,592 (0%) 0% 2.6 2,778 Common stock
Gelety A. John Director Other type of transaction at price $ 2.63 per share. 31 Jan 2024 325 6,667 (0%) 0% 2.6 856 Common stock
Gondor Cecilia L. Director 18 Dec 2023 12,391 37,173 (0%) 0% 2.3 28,623 Common Stock
M. Herzfeld Erik President 18 Dec 2023 114,035 453,544 (7%) 1% 2.3 263,421 Common stock
Ryan Paylor M. Portfolio Manager 18 Dec 2023 12,469 20,537 (0%) 0% 2.3 28,803 Common stock
Ann Lieff Spector Director 18 Dec 2023 500 30,944 (0%) 0% 2.3 1,155 Common stock
Paylor M. Ryan Portfolio Manager 18 Dec 2023 12,469 0 - - Oversubscription Privilege (contingent right to buy)
Gondor L. Cecilia Director 18 Dec 2023 12,391 0 - - Oversubscription Privilege (contingent right to buy)
Herzfeld J. Thomas Director 18 Dec 2023 418,114 0 - - Oversubscription Privilege (contingent right to buy)
Tatum W. Kay Director 18 Dec 2023 1,485 0 - - Oversubscription Privilege (contingent right to buy)
Herzfeld M. Erik President 18 Dec 2023 114,035 0 - - Oversubscription Privilege (contingent right to buy)
Spector Lieff Ann Director 18 Dec 2023 500 0 - - Oversubscription Privilege (contingent right to buy)
Thomas Herzfeld J. Director 18 Dec 2023 418,114 1,619,776 (26%) 6% 2.3 965,843 Common stock
Kay Tatum W. Director 18 Dec 2023 1,485 4,455 (0%) 0% 2.3 3,430 Common stock
A. Gelety John Director 13 Dec 2023 3,171 6,342 (0%) 0% 2.3 7,325 Common stock
M. Ryan Paylor Portfolio Manager 13 Dec 2023 4,034 0 - - Non-transferable Subscription Rights (rights to buy)
Gondor Cecilia L. Director 13 Dec 2023 12,391 24,782 (0%) 0% 2.3 28,623 Common Stock
Spector Ann Lieff Director 13 Dec 2023 15,222 30,444 (0%) 0% 2.3 35,163 Common stock
John Gelety A. Director 13 Dec 2023 3,171 0 - - Non-transferable Subscription Rights (rights to buy)
Thomas J. Herzfeld Director 13 Dec 2023 600,831 1,202,270 (19%) 9% 2.3 1,387,920 Common stock
Gondor L. Cecilia Director 13 Dec 2023 12,391 0 - - Non-transferable Subscription Rights (rights to buy)
M. Erik Herzfeld President 13 Dec 2023 119,428 339,508 (5%) 1% 2.3 275,879 Common stock
Tatum Kay W. Director 13 Dec 2023 1,485 2,970 (0%) 0% 2.3 3,430 Common stock
Erik Herzfeld M. President 13 Dec 2023 220,081 0 - - Non-transferable Subscription Rights (rights to buy)
Ann Lieff Spector Director 13 Dec 2023 15,222 0 - - Non-transferable Subscription Rights (rights to buy)
Thomas Herzfeld J. Director 13 Dec 2023 600,831 0 - - Non-transferable Subscription Rights (rights to buy)
M. Paylor Ryan Portfolio Manager 13 Dec 2023 4,034 8,068 (0%) 0% 2.3 9,319 Common stock
Tatum Kay W. Director 13 Dec 2023 1,485 0 - - Non-transferable Subscription Rights (rights to buy)
Ann Spector Lieff Director Other type of transaction at price $ 3.90 per share. 30 Jun 2023 428 15,222 (0%) 0% 3.9 1,670 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 3.90 per share. 30 Jun 2023 21,661 600,830 (9%) 0% 3.9 84,539 Common stock
John A. Gelety Director Other type of transaction at price $ 3.90 per share. 30 Jun 2023 135 3,171 (0%) 0% 3.9 527 Common stock
Kay W. Tatum Director Other type of transaction at price $ 3.90 per share. 30 Jun 2023 63 1,485 (0%) 0% 3.9 246 Common stock
Erik M. Herzfeld President Other type of transaction at price $ 3.90 per share. 30 Jun 2023 6,612 220,080 (3%) 0% 3.9 25,805 Common stock
Cecilia L. Gondor Director Other type of transaction at price $ 3.90 per share. 30 Jun 2023 348 12,391 (0%) 0% 3.9 1,358 Common Stock
Ryan M. Paylor Portfolio Manager Other type of transaction at price $ 3.90 per share. 30 Jun 2023 113 4,033 (0%) 0% 3.9 441 Common stock
Ann Spector Lieff Director Other type of transaction at price $ 3.70 per share. 31 Mar 2023 441 14,794 (0%) 0% 3.7 1,630 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 3.70 per share. 31 Mar 2023 22,605 579,169 (9%) 0% 3.7 83,559 Common stock
John A. Gelety Director Other type of transaction at price $ 3.70 per share. 31 Mar 2023 136 3,306 (0%) 0% 3.7 503 Common stock
Kay W. Tatum Director Other type of transaction at price $ 3.70 per share. 31 Mar 2023 63 1,422 (0%) 0% 3.7 233 Common stock
Erik M. Herzfeld President Other type of transaction at price $ 3.70 per share. 31 Mar 2023 6,788 213,468 (3%) 0% 3.7 25,092 Common stock
Cecilia L. Gondor Director Other type of transaction at price $ 3.70 per share. 31 Mar 2023 359 12,043 (0%) 0% 3.7 1,327 Common Stock
Ryan M. Paylor Portfolio Manager Other type of transaction at price $ 3.69 per share. 31 Mar 2023 117 3,920 (0%) 0% 3.7 432 Common stock
Ann Spector Lieff Director Other type of transaction at price $ 3.96 per share. 30 Dec 2022 385 14,353 (0%) 0% 4.0 1,523 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 3.96 per share. 30 Dec 2022 20,077 556,564 (9%) 0% 4.0 79,419 Common stock
John A. Gelety Director Other type of transaction at price $ 3.96 per share. 30 Dec 2022 121 2,900 (0%) 0% 4.0 479 Common stock
Kay W. Tatum Director Other type of transaction at price $ 3.95 per share. 30 Dec 2022 57 1,359 (0%) 0% 3.9 225 Common stock
Erik M. Herzfeld President Other type of transaction at price $ 3.96 per share. 30 Dec 2022 5,945 206,680 (3%) 0% 4.0 23,517 Common stock
Cecilia L. Gondor Director Other type of transaction at price $ 3.96 per share. 30 Dec 2022 312 11,684 (0%) 0% 4.0 1,234 Common stock
Ryan M. Paylor Portfolio Manager Other type of transaction at price $ 3.95 per share. 30 Dec 2022 102 3,803 (0%) 0% 4.0 403 Common stock
Thomas J. Herzfeld Director Sale of securities on an exchange or to another person at price $ 4.98 per share. 14 Nov 2022 71,983 536,489 (8%) 1% 5.0 358,641 Common stock
Erik M. Herzfeld President Sale of securities on an exchange or to another person at price $ 4.98 per share. 14 Nov 2022 33,365 200,735 (3%) 0% 5.0 166,234 Common stock
Ryan M. Paylor Portfolio Manager Sale of securities on an exchange or to another person at price $ 4.98 per share. 14 Nov 2022 615 3,701 (0%) 0% 5.0 3,064 Common stock
Ann Spector Lieff Director Other type of transaction at price $ 4.24 per share. 30 Sep 2022 343 13,968 (0%) 0% 4.2 1,456 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 4.25 per share. 30 Sep 2022 20,259 608,470 (9%) 0% 4.2 86,020 Common stock
John A. Gelety Director Other type of transaction at price $ 4.25 per share. 30 Sep 2022 109 2,779 (0%) 0% 4.2 463 Common stock
Kay W. Tatum Director Other type of transaction at price $ 4.25 per share. 30 Sep 2022 51 1,302 (0%) 0% 4.3 217 Common stock
Erik M. Herzfeld President Other type of transaction at price $ 4.25 per share. 30 Sep 2022 6,188 234,100 (3%) 0% 4.2 26,274 Common stock
Cecilia L. Gondor Director Other type of transaction at price $ 4.25 per share. 30 Sep 2022 279 11,372 (0%) 0% 4.2 1,185 Common stock
Ryan M. Paylor Portfolio Manager Other type of transaction at price $ 4.25 per share. 30 Sep 2022 170 4,316 (0%) 0% 4.2 722 Common stock
Ann Spector Lieff Director Other type of transaction at price $ 4.14 per share. 30 Jun 2022 514 13,625 (0%) 0% 4.1 2,127 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 4.14 per share. 30 Jun 2022 29,962 588,211 (9%) 0% 4.1 123,980 Common stock
John A. Gelety Director Other type of transaction at price $ 4.14 per share. 30 Jun 2022 160 2,670 (0%) 0% 4.1 662 Common stock
Kay W. Tatum Director Other type of transaction at price $ 4.13 per share. 30 Jun 2022 75 1,251 (0%) 0% 4.1 310 Common stock
Erik M. Herzfeld President Other type of transaction at price $ 4.14 per share. 30 Jun 2022 9,240 227,912 (3%) 0% 4.1 38,234 Common stock
Cecilia L. Gondor Director Other type of transaction at price $ 4.14 per share. 30 Jun 2022 381 11,093 (0%) 0% 4.1 1,577 Common stock
Ryan M. Paylor Portfolio Manager Other type of transaction at price $ 4.14 per share. 30 Jun 2022 249 4,146 (0%) 0% 4.1 1,030 Common stock
Cecilia L. Gondor Director Purchase of securities on an exchange or from another person at price $ 3.85 per share. 17 Jun 2022 1,000 10,712 (0%) 0% 3.9 3,850 Common stock
Ann Spector Lieff Director Other type of transaction at price $ 4.89 per share. 31 Mar 2022 430 13,111 (0%) 0% 4.9 2,102 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 4.89 per share. 31 Mar 2022 24,364 558,249 (9%) 0% 4.9 119,123 Common stock
John A. Gelety Director Other type of transaction at price $ 4.89 per share. 31 Mar 2022 128 2,510 (0%) 0% 4.9 626 Common stock
Kay W. Tatum Director Other type of transaction at price $ 4.88 per share. 31 Mar 2022 60 1,176 (0%) 0% 4.9 293 Common stock
Erik M. Herzfeld President Other type of transaction at price $ 4.89 per share. 31 Mar 2022 11,232 218,672 (3%) 0% 4.9 54,917 Common stock
Cecilia L. Gondor Director Other type of transaction at price $ 4.89 per share. 31 Mar 2022 318 9,712 (0%) 0% 4.9 1,555 Common stock
Ryan M. Paylor Portfolio Manager Other type of transaction at price $ 4.89 per share. 31 Mar 2022 200 3,897 (0%) 0% 4.9 978 Common stock
Thomas J. Herzfeld Director Sale of securities on an exchange or to another person at price $ 6.98 per share. 12 Nov 2021 50,406 511,919 (8%) 0% 7.0 351,884 Common stock
Erik M. Herzfeld President Sale of securities on an exchange or to another person at price $ 6.98 per share. 12 Nov 2021 30,472 197,539 (3%) 0% 7.0 212,725 Common stock
Ryan M. Paylor Portfolio Manager Sale of securities on an exchange or to another person at price $ 6.98 per share. 12 Nov 2021 543 3,520 (0%) 0% 7.0 3,791 Common stock
Ann Spector Lieff Director Other type of transaction at price $ 5.68 per share. 30 Sep 2021 546 12,274 (0%) 0% 5.7 3,100 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 5.68 per share. 30 Sep 2021 3,669 562,247 (9%) 0% 5.7 20,832 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 5.68 per share. 30 Sep 2021 15,680 558,578 (9%) 0% 5.7 89,028 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 5.68 per share. 30 Sep 2021 78 562,325 (9%) 0% 5.7 443 Common stock
John A. Gelety Director Other type of transaction at price $ 5.67 per share. 30 Sep 2021 101 2,269 (0%) 0% 5.7 573 Common stock
Kay W. Tatum Director Other type of transaction at price $ 5.68 per share. 30 Sep 2021 47 1,063 (0%) 0% 5.7 267 Common stock
Erik M. Herzfeld President Other type of transaction at price $ 5.68 per share. 30 Sep 2021 10,157 228,011 (3%) 0% 5.7 57,669 Common stock
Cecilia L. Gondor Director Other type of transaction at price $ 5.68 per share. 30 Sep 2021 268 9,093 (0%) 0% 5.7 1,522 Common Stock
Ryan M. Paylor Portfolio Manager Other type of transaction at price $ 5.68 per share. 30 Sep 2021 181 4,063 (0%) 0% 5.7 1,028 Common stock
Ryan M. Paylor Portfolio Manager Purchase of securities on an exchange or from another person at price $ 6.14 per share. 08 Jul 2021 1,970 3,882 (0%) 0% 6.1 12,096 Common Stock
Thomas J. Herzfeld Director Sale of securities on an exchange or to another person at price $ 6.80 per share. 10 Mar 2021 45,769 534,316 (8%) 0% 6.8 311,037 Common stock
Erik M. Herzfeld President Sale of securities on an exchange or to another person at price $ 6.80 per share. 10 Mar 2021 3,765 217,854 (3%) 0% 6.8 25,586 Common stock
Ryan M. Paylor Portfolio Manager Sale of securities on an exchange or to another person at price $ 6.80 per share. 10 Mar 2021 266 1,866 (0%) 0% 6.8 1,808 Common stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 2.58 per share. 23 Mar 2020 4,153 550,609 (8%) 0% 2.6 10,701 Common Stock
Cecilia L. Gondor None Purchase of securities on an exchange or from another person at price $ 2.75 per share. 19 Mar 2020 3,000 8,825 (0%) 0% 2.8 8,250 Common Stock
Erik M. Herzfeld President Purchase of securities on an exchange or from another person at price $ 4.08 per share. 02 Jan 2020 4,000 221,619 (3%) 0% 4.1 16,322 Common Stock
Erik M. Herzfeld President Purchase of securities on an exchange or from another person at price $ 4.05 per share. 02 Jan 2020 6,205 217,619 (3%) 0% 4.0 25,120 Common Stock
Erik M. Herzfeld President Purchase of securities on an exchange or from another person at price $ 4.63 per share. 02 Jan 2020 20,000 211,414 (3%) 0% 4.6 92,596 Common Stock
Erik M. Herzfeld President Other type of transaction at price $ 7.10 per share. 02 Jan 2020 7,379 191,414 (3%) 0% 7.1 52,378 Common Stock
Thomas J. Herzfeld Director Other type of transaction at price $ 6.69 per share. 30 Sep 2019 1,477 511,452 (8%) 0% 6.7 9,886 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 6.50 per share. 30 Sep 2019 1,457 509,975 (8%) 0% 6.5 9,471 Common stock
Thomas J. Herzfeld Director Purchase of securities on an exchange or from another person at price $ 4.08 per share. 30 Sep 2019 14,000 536,732 (8%) 0% 4.1 57,128 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 5.82 per share. 30 Sep 2019 5,550 522,732 (8%) 0% 5.8 32,318 Common stock
Thomas J. Herzfeld Director Other type of transaction at price $ 6.35 per share. 30 Sep 2019 5,730 517,182 (8%) 0% 6.4 36,403 Common stock
Thomas J. Herzfeld Director Purchase of securities on an exchange or from another person at price $ 3.95 per share. 30 Sep 2019 12,658 549,390 (8%) 0% 3.9 49,999 Common stock
Cecilia L. Gondor Director Purchase of securities on an exchange or from another person at price $ 6.19 per share. 06 Jun 2019 1,000 5,825 (0%) 0% 6.2 6,190 Common Stock
Cecilia L. Gondor Director Purchase of securities on an exchange or from another person at price $ 6.20 per share. 06 Jun 2019 25 4,825 (0%) 0% 6.2 155 Common Stock
Thomas J. Herzfeld Director Other type of transaction at price $ 5.04 per share. 02 Jan 2019 7,292 490,547 (7%) 0% 5.0 36,785 Common Stock
Thomas J. Herzfeld Director Purchase of securities on an exchange or from another person at price $ 4.99 per share. 02 Jan 2019 10,400 508,518 (8%) 0% 5.0 51,896 Common Stock
Thomas J. Herzfeld Director Purchase of securities on an exchange or from another person at price $ 4.97 per share. 02 Jan 2019 5,600 498,118 (8%) 0% 5.0 27,834 Common Stock
Thomas J. Herzfeld Director Other type of transaction at price $ 4.85 per share. 02 Jan 2019 1,971 492,518 (8%) 0% 4.8 9,551 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 5.84 per share. 23 Oct 2018 20,000 483,255 (7%) 0% 5.8 116,790 Common Stock
Erik M. Herzfeld President Purchase of securities on an exchange or from another person at price $ 5.78 per share. 23 Oct 2018 30,000 184,035 (3%) 0% 5.8 173,394 Common Stock
Erik M. Herzfeld President Purchase of securities on an exchange or from another person at price $ 5.84 per share. 23 Oct 2018 3,500 154,035 (2%) 0% 5.8 20,438 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.69 per share. 25 Jun 2018 10,000 463,255 (7%) 0% 6.7 66,900 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.09 per share. 23 Apr 2018 5,000 453,255 (7%) 0% 7.1 35,426 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.99 per share. 04 Apr 2018 5,000 448,255 (7%) 0% 7.0 34,947 Common Stock
Erik M. Herzfeld President Purchase of securities on an exchange or from another person at price $ 6.99 per share. 04 Apr 2018 5,000 150,434 (2%) 0% 7.0 34,947 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.18 per share. 21 Mar 2018 2,506 438,255 (7%) 0% 7.2 17,993 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.09 per share. 21 Mar 2018 5,000 443,255 (7%) 0% 7.1 35,450 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.12 per share. 19 Mar 2018 11,100 435,749 (7%) 0% 7.1 79,026 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.28 per share. 28 Feb 2018 80 424,649 (6%) 0% 7.3 582 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.41 per share. 16 Jan 2018 10,000 424,569 (6%) 0% 7.4 74,076 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.37 per share. 16 Jan 2018 420 414,569 (6%) 0% 7.4 3,095 Common Stock
Thomas J. Herzfeld None Other type of transaction at price $ 7.14 per share. 16 Jan 2018 1,961 414,149 (6%) 0% 7.1 14,000 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.21 per share. 10 Jan 2018 1,700 404,388 (6%) 0% 7.2 12,259 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.20 per share. 10 Jan 2018 7,800 412,188 (6%) 0% 7.2 56,160 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.21 per share. 05 Jan 2018 100 388,888 (6%) 0% 7.2 721 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.23 per share. 05 Jan 2018 4,000 402,688 (6%) 0% 7.2 28,933 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.25 per share. 05 Jan 2018 9,800 398,688 (6%) 0% 7.3 71,058 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.21 per share. 29 Dec 2017 1,200 388,788 (6%) 0% 7.2 8,652 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.13 per share. 29 Dec 2017 4,100 387,588 (6%) 0% 7.1 29,222 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.15 per share. 29 Dec 2017 13,990 383,488 (6%) 0% 7.1 99,968 Common Stock
Erik M. Herzfeld President Purchase of securities on an exchange or from another person at price $ 7.10 per share. 21 Dec 2017 10,000 145,535 (2%) 0% 7.1 70,993 Common Stock
Erik M. Herzfeld President Purchase of securities on an exchange or from another person at price $ 6.98 per share. 06 Dec 2017 20,000 134,435 (2%) 0% 7.0 139,600 Common Stock
Erik M. Herzfeld President Purchase of securities on an exchange or from another person at price $ 7.03 per share. 06 Dec 2017 1,100 135,535 (2%) 0% 7.0 7,733 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.96 per share. 27 Nov 2017 610 353,488 (5%) 0% 7.0 4,248 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.05 per share. 27 Nov 2017 9,500 369,498 (6%) 0% 7.1 67,013 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.02 per share. 27 Nov 2017 6,510 359,998 (5%) 0% 7.0 45,700 Common Stock
Cecilia L. Gondor None Purchase of securities on an exchange or from another person at price $ 7.23 per share. 02 Oct 2017 1,000 4,800 (0%) 0% 7.2 7,230 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.99 per share. 24 May 2017 3,000 352,878 (5%) 0% 7.0 20,970 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.97 per share. 19 May 2017 399 349,878 (5%) 0% 7.0 2,781 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.13 per share. 16 May 2017 2,000 347,809 (5%) 0% 7.1 14,269 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.10 per share. 16 May 2017 1,670 349,479 (5%) 0% 7.1 11,857 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.90 per share. 17 Apr 2017 3,036 345,809 (5%) 0% 6.9 20,948 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.97 per share. 07 Apr 2017 70 342,773 (5%) 0% 7.0 488 Common Stock
Erik M. Herzfeld President Purchase of securities on an exchange or from another person at price $ 6.92 per share. 06 Apr 2017 15,000 114,435 (1%) 0% 6.9 103,866 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 7.00 per share. 28 Mar 2017 60 342,703 (5%) 0% 7 420 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.96 per share. 28 Mar 2017 50 342,643 (5%) 0% 7.0 348 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.88 per share. 28 Mar 2017 50 342,593 (5%) 0% 6.9 344 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.86 per share. 21 Mar 2017 7 342,423 (5%) 0% 6.9 48 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.92 per share. 21 Mar 2017 120 342,543 (5%) 0% 6.9 831 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.93 per share. 21 Mar 2017 120 342,416 (5%) 0% 6.9 832 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.88 per share. 15 Mar 2017 60 342,246 (5%) 0% 6.9 413 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.95 per share. 15 Mar 2017 40 342,296 (5%) 0% 7.0 278 Common Stock
Thomas J. Herzfeld None Other type of transaction at price $ 6.40 per share. 15 Mar 2017 2,077 342,186 (5%) 0% 6.4 13,293 Common Stock
Erik M. Herzfeld President Purchase of securities on an exchange or from another person at price $ 6.49 per share. 17 Jan 2017 7,037 98,217 (1%) 0% 6.5 45,648 Common Stock
Erik M. Herzfeld President Purchase of securities on an exchange or from another person at price $ 6.48 per share. 17 Jan 2017 1,218 99,435 (1%) 0% 6.5 7,893 Common Stock
Erik M. Herzfeld President Other type of transaction at price $ 8.42 per share. 17 Jan 2017 6,397 91,180 (1%) 0% 8.4 53,834 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.49 per share. 12 Jan 2017 2,326 335,109 (5%) 0% 6.5 15,096 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.47 per share. 12 Jan 2017 2,500 340,109 (5%) 0% 6.5 16,181 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.47 per share. 12 Jan 2017 2,500 337,609 (5%) 0% 6.5 16,175 Common Stock
Thomas J. Herzfeld None Purchase of securities on an exchange or from another person at price $ 6.49 per share. 12 Jan 2017 400 332,783 (5%) 0% 6.5 2,596 Common Stock
Thomas Herzfeld None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Dec 2016 160 332,383 - - Common Stock
Thomas Herzfeld None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Dec 2016 310 332,223 - - Common Stock
Thomas Herzfeld None Other type of transaction at price $ 0.00 per share. 20 Dec 2016 8,491 328,918 - - Common Stock
Thomas Herzfeld None Other type of transaction at price $ 0.00 per share. 20 Dec 2016 2,895 331,813 - - Common Stock
Thomas Herzfeld None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 20 Dec 2016 100 331,913 - - Common Stock
Ann Spector Lieff None Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Dec 2014 3,418 11,728 - - Common Stock
Thomas Herzfeld Director, PRESIDENT Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Dec 2014 4,295 320,427 - - Common Stock
Kay W. Tatum None Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Dec 2014 412 1,000 - - Common Stock
Erik M. Herzfeld Portfolio Manager Sale of securities on an exchange or to another person at price $ 0.00 per share. 23 Dec 2014 78,475 84,783 - - Common Stock
Thomas Herzfeld Director, PRESIDENT Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Dec 2014 100,000 424,722 - - Common Stock
Thomas Herzfeld Director, PRESIDENT Sale of securities on an exchange or to another person at price $ 0.00 per share. 19 Dec 2014 100,000 324,722 - - Common Stock
Ann Spector Lieff None 12 Dec 2014 1,700 15,146 - - Common Stock
Thomas Herzfeld Director, PRESIDENT 12 Dec 2014 274,005 524,722 - - Common Stock
John A. Gelety None 12 Dec 2014 434 2,168 - - Common Stock
Kay W. Tatum None 12 Dec 2014 606 1,412 - - Common Stock
Erik M. Herzfeld Portfolio Manager 12 Dec 2014 102,497 163,258 - - Common Stock
Cecilia L. Gondor None 12 Dec 2014 188 3,800 - - Common Stock
Ann Spector Lieff None 04 Dec 2014 10,086 0 - - Non-Transferrable Rights
Ann Spector Lieff None 04 Dec 2014 3,362 13,446 - - Common Stock
Thomas Herzfeld Director, PRESIDENT 04 Dec 2014 179,967 0 - - Non-Transferable Rights
Thomas Herzfeld Director, PRESIDENT 04 Dec 2014 59,989 250,717 - - Common Stock
John A. Gelety None 04 Dec 2014 1,302 0 - - Non-Transferrable rights
John A. Gelety None 04 Dec 2014 434 1,734 - - Common Stock
Kay W. Tatum None 04 Dec 2014 606 0 - - Non-Transferrable rights
Kay W. Tatum None 04 Dec 2014 202 806 - - Common Stock
Erik M. Herzfeld Portfolio Manager 04 Dec 2014 45,573 0 - - Non-Transferrable Rights
Erik M. Herzfeld Portfolio Manager Other type of transaction at price $ 0.00 per share. 04 Dec 2014 5,570 45,570 - - Common Stock
Erik M. Herzfeld Portfolio Manager 04 Dec 2014 15,191 60,761 - - Common Stock
Cecilia L. Gondor None 04 Dec 2014 2,709 0 - - Non-Transferrable Rights
Cecilia L. Gondor None 04 Dec 2014 903 3,612 - - Common Stock
Thomas Herzfeld Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Dec 2013 1,800 190,728 - - The Herzfeld Caribbean Basin Fund (common shares)
Thomas Herzfeld Director, President Other type of transaction at price $ 0.00 per share. 17 Dec 2013 1,550 182,828 - - The Herzfeld Caribbean Basin Fund (common shares)
Thomas Herzfeld Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Dec 2013 4,100 188,928 - - The Herzfeld Caribbean Basin Fund (common shares)
Thomas Herzfeld Director, President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Dec 2013 2,000 184,828 - - The Herzfeld Caribbean Basin Fund (common shares)
John A. Gelety None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Dec 2013 375 1,300 - - Common Shares
Erik M. Herzfeld Portfolio Manager Purchase of securities on an exchange or from another person at price $ 0.00 per share. 13 Dec 2012 8,840 40,000 - - The Herzfeld Caribbean Basin Fund, Inc. common shares
John A. Gelety None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Dec 2012 925 925 - - Common Shares
Thomas Herzfeld Director, PRESIDENT Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Jul 2012 10,000 179,278 - - Common Shares
Thomas Herzfeld Director, PRESIDENT Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Jul 2012 2,000 181,278 - - Common Shares
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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